Neapolitan, augmented sixths, chromatic mediants

Music theory · Tonal harmony · Level 6 · 18 min

Three rarer harmonic colours that make all the difference in Mozart, Beethoven, Schubert, Chopin… and film music. All of them rely on chromaticism.

1. The Neapolitan sixth (N6 or ♭II6)

This is the major chord built on the lowered 2nd degree, almost always in first inversion. In C minor: D♭ major (D♭–F–A♭), with F in the bass. It acts as a predominant and leads to V. The D♭ falls to B♮ (the leading tone), sometimes passing through C: a very expressive diminished-third motion.

M:4/4
L:1/4
%%staves {RH LH}
V:RH clef=treble
V:LH clef=bass
K:Cm
[V:RH] "Cm"[EGc]2 "Db/F"[FA_d]2 | "G7"[FG=B]2 "Cm"[EGc]2 |]
[V:LH] "_i"C,2 "_N6"F,2 | "_V7"G,,2 "_i"C,2 |]

You hear it in the first movement of Beethoven's “Moonlight” Sonata and in countless minor-key pieces: it's the sound of pathos.

2. Augmented sixth chords

They are built on an augmented sixth between the lowered 6th degree in the bass (A♭ in C) and the raised 4th degree (F♯). The two notes each move outward by a semitone to the octave on the dominant, G. There are three kinds, named after purely conventional “nationalities”:

NameNotes (going to G)Note
Italian (It+6)A♭ – C – F♯three notes, the lightest
French (Fr+6)A♭ – C – D – F♯an extra tritone, a “whole-tone” colour
German (Ger+6)A♭ – C – E♭ – F♯sounds exactly like A♭7
M:4/4
L:1/4
%%staves {RH LH}
V:RH clef=treble
V:LH clef=bass
K:Cm
[V:RH] "^It+6"[c^f]2 [=Bg]2 | "^Ger+6"[c_e^f]2 [ceg]2 | [=Bdg]2 [ceg]2 |]
[V:LH] _A,,2 G,,2 | _A,,2 G,,2 | G,,2 C,2 |]

Bar 1: Italian sixth → V. Bars 2-3: German sixth → cadential six-four → V → i (going through the 6/4 avoids the parallel fifths A♭–E♭ → G–D).

The German sixth sounds like a dominant seventh (A♭7): that's its secret kinship with jazz's tritone substitution (A♭7 → G).

3. Chromatic mediants

Two chords of the same quality (two major chords, say) whose roots are a third apart and which share just one common tone: C → E, C → A♭, C → A, C → E♭. They have no functional relationship, yet the progression has a magical effect, luminous or unsettling. Schubert, Liszt and Wagner loved them; film music made them its signature (outer space, the marvellous).

M:4/4
L:1/4
%%staves {RH LH}
V:RH clef=treble
V:LH clef=bass
K:C
[V:RH] "C"[EGc]2 "E"[E^GB]2 | "C"[EGc]2 "Ab"[_E_Ac]2 | "C"[EGc]4 |]
[V:LH] C,2 E,2 | C,2 _A,,2 | C,4 |]
Spotting them in a score: N6 = a major chord on ♭2 with the 4th degree in the bass; augmented sixth = ♭6 in the bass and ♯4 above, converging on the dominant; chromatic mediant = a jump of a third between two major (or two minor) chords, with lots of sudden accidentals.
Spelling: the German sixth is spelled with F♯, not G♭! The spelling reveals its function: F♯ rises to G. Spelled with G♭, it would be an A♭7 heading to D♭.

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