Sonata form

Music theory · Musical form · Level 5 · 18 min

Sonata form is the grand architecture of Classical and Romantic music: it shapes the first movements of nearly every sonata, symphony, quartet and concerto by Haydn, Mozart, Beethoven, Schubert, Brahms… It's a drama in three acts, built on a conflict of keys and its resolution.

The three parts

PartContentKeys (in major)
Exposition (repeated)1st theme – transition – 2nd theme – closing sectionI → V
Developmentfragments of the themes, sequences, modulations, tension; retransition over a dominant pedalunstable
Recapitulation1st theme – modified transition – 2nd theme – closing sectionI → I
(Coda)additional ending, sometimes very extended in BeethovenI

In minor, the exposition's 2nd theme is usually in the relative major (III).

The key idea: the 2nd theme “comes home”

In the exposition, the 2nd theme is stated in a foreign key (the dominant): that's the structural tension. In the recapitulation, it returns in the tonic: the conflict is resolved. Compare the same theme, first in G (exposition), then in C (recapitulation):

M:4/4
L:1/4
K:G
"G"B2 d B | "D7"c2 A2 | "G"G B "D7"A c | "G"B2 G2 |]
M:4/4
L:1/4
K:C
"C"E2 G E | "G7"F2 D2 | "C"C E "G7"D F | "C"E2 C2 |]

A model to study: Mozart's Sonata in C major K. 545

The first movement of this “easy sonata” (Sonata facile) is a miniature model:

  • Exposition: 1st theme in C (the famous song over an Alberti bass), a transition in scales, 2nd theme in G, a short closing section. Then the repeat.
  • Development: short, it passes through G minor and other minor keys, in arpeggiated figuration.
  • Recapitulation: surprise! Mozart brings the 1st theme back in F major (the subdominant), which lets him reuse the transition unchanged and arrive at the 2nd theme… in C.

The sonatina

A sonatina is a miniature sonata, often written for teaching: a very short development or none at all. Clementi's Sonatinas Op. 36 and Kuhlau's Op. 55 are classic milestones for every pianist.

Analyse before you play: mark on the score where the 2nd theme, the development and the recapitulation begin. Your interpretation will gain direction: the development should sound like a journey, the recapitulation like a homecoming.
“Sonata” has two meanings: the whole work (often 3 or 4 movements: fast – slow – minuet/scherzo – finale) and sonata form, used mainly in the first movement. A sonata may contain a rondo, a minuet, variations…

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